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Maroc Maroc - ZACKS.COM - All Stories - 04/Sep 13:14

Moody's, S&P Global & 4 Others Fined by SEC for Record-Keeping Failure

Six credit rating agencies, including MCO and SPGI, agree to pay $49 million in civil penalty to the SEC for failing to keep electronic communications.

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Moody's, S&P Global & 4 Others Fined by SEC for Record-Keeping Failure

zacks.com - 04/Sep 13:14

Six credit rating agencies, including MCO and SPGI, agree to pay $49 million in civil penalty to the SEC for failing to keep electronic...

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SEC charges six Credit Rating Agencies with significant recordkeeping failures

caribbeannewsglobal.com - 04/Sep 02:17

Firms admit to wrongdoing and agree to pay penalties more than $49 million to settle SEC charges WASHINGTON, USA – The Securities and Exchange...

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SEC charges six Credit Rating Agencies with significant recordkeeping failures

caribbeannewsglobal.com - 04/Sep 02:17

Firms admit to wrongdoing and agree to pay penalties more than $49 million to settle SEC charges WASHINGTON, USA – The Securities and Exchange...

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Newsdeck: SEC’s WhatsApp probe expands as Moody’s, Sandamp;P hit with fines

daily maverick - 04/Sep 03:58

Moody’s Corp., SandP Global Inc. and Fitch Ratings Inc. will pay a combined $48-million over allegations that the credit-rating companies failed to...

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Newsdeck: SEC’s WhatsApp probe expands as Moody’s, Sandamp;P hit with fines

daily maverick - 04/Sep 03:58

Moody’s Corp., SandP Global Inc. and Fitch Ratings Inc. will pay a combined $48-million over allegations that the credit-rating companies failed to...

Six credit rating agencies pay $49m to settle SEC charges

royalgazette.com - 09/Sep 15:43

Six credit rating agencies have admitted to wrongdoing and agreed to pay penalties totalling more than $49 million to settle US Securities and...

Six credit rating agencies pay $49m to settle SEC charges

royalgazette.com - 09/Sep 15:43

Six credit rating agencies have admitted to wrongdoing and agreed to pay penalties totalling more than $49 million to settle US Securities and...

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Toronto Dominion Bank to Pay $28M Penalty for Credit Reporting Issues

zacks.com - 12/Sep 15:25

The CFPB fines TD $28 million for providing incorrect information regarding consumer credit and failing to address the issue by making required...

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Toronto Dominion Bank to Pay $28M Penalty for Credit Reporting Issues

zacks.com - 12/Sep 15:25

The CFPB fines TD $28 million for providing incorrect information regarding consumer credit and failing to address the issue by making required...

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Diavik fined $143K for ‘preventable’ worker accident

cabinradio.ca - 12/Sep 12:01

An NWT diamond mine must pay almost $150,000 for failing to maintain safe work practices when a worker seriously injured his hand in 2023.