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Maroc Maroc - INNISFILTODAY.CA - A La Une - 15/Aug 17:35

RBC, TD to pay millions to settle U.S. SEC charges over recordkeeping violations

TORONTO — RBC and TD Bank Group have agreed to pay tens of millions of dollars in penalties after being charged by the U.S. Securities and Exchange Commission over recordkeeping violations. RBC Capital Markets has agreed to pay US$45 million.

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