Six credit rating agencies have admitted to wrongdoing and agreed to pay penalties totalling more than $49 million to settle US Securities and...
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Firms admit to wrongdoing and agree to pay penalties more than $49 million to settle SEC charges WASHINGTON, USA – The Securities and Exchange Commission, on Tuesday, announced charges against six nationally recognized statistical rating organizations, or NRSROs, for significant failures by the firms and their personnel to maintain and preserve electronic communications. The firms […]
Six credit rating agencies have admitted to wrongdoing and agreed to pay penalties totalling more than $49 million to settle US Securities and...
Six credit rating agencies have admitted to wrongdoing and agreed to pay penalties totalling more than $49 million to settle US Securities and...
Six credit rating agencies, including MCO and SPGI, agree to pay $49 million in civil penalty to the SEC for failing to keep electronic...
Six credit rating agencies, including MCO and SPGI, agree to pay $49 million in civil penalty to the SEC for failing to keep electronic...
Prager Metis CPAs, LLC has agreed to pay $745,000 to settle charges from the U.S. Securities and Exchange Commission (SEC) related to failures in its...
The Securities and Exchange Commission charged Keurig Dr Pepper Inc. with making inaccurate statements regarding the recyclability of its K-Cup...
The Washington Commanders marched into the red zone six times during Sunday's 21-18 victory against the New York Giants. And six times, coach Dan...
The Securities and Exchange Commission (SEC) says the recent approval of crypto exchanges is not full license but “a controlled experiment” to...
Legal experts have criticized the SEC’s enforcement action
Legal experts have criticized the SEC’s enforcement action